Compliance Executive 合规及法律风险控制专员

Key Responsibilities

KYC Due Diligence: Perform thorough due diligence on both new and existing clients.

Client Data Management: Collect, review, and accurately input client information into the KYC system.

Risk Identification: Flag and escalate high-risk clients in accordance with compliance protocols.

Record Maintenance: Maintain and update KYC records to ensure data integrity and audit readiness.

Service Level Compliance: Deliver tasks within established service level agreements.

Operational Support: Provide end-to-end support to the Compliance team.

Ad Hoc Assignments: Undertake additional tasks and projects as assigned by management to support departmental goals and priorities.

Qualifications & Skills – Who Are We Looking For:

Minimum 2 - 3 years of working experience in a Compliance or Risk Management role, preferably within the Banking or Financial Services industry.

Compliance Proficiency: Proven experience & strong understanding in regulatory compliance, legal compliance frameworks, policies and KYC procedures.

Minimum Diploma qualification in a relevant field (e.g., Business, Finance, Law, or related disciplines).

Excellent analytical and problem-solving skills to identify and mitigate compliance risks

Meticulous attention to detail and the ability to work independently

Effective communication and stakeholder management skills

Relevant tertiary qualification in a related field such as law, finance or compliance

Proficient in spoken and written Mandarin (mandatory), and fluent in English.

Must have no criminal record; strong integrity and clean financial background is critically important

Proficient in Microsoft Office tools (Word, Excel, PowerPoint)

What we offer (Benefits) :
Pantry Perks ☕ ! Enjoy coffee, snacks, and a variety of beverages available daily to keep you fuelled & refreshed.

Comprehensive medical insurance coverage

Opportunities for career advancement and professional development

A positive and supportive work environment

Leave Entitlements: Annual Leave, Medical Leave, Maternity Leave, and Paternity Leave

Statutory Contributions: EPF, SOCSO, and EIS

Annual Bonus, Performance Bonus and Salary Increment Opportunities

Yearly Salary Review and Year-End Bonus

Parking Allowance, Travelling Allowance, Medical Claims.

Parking / Toll / Petrol and Accommodation claims if required to travel.

Company Laptop and phone will be provided.

➢ Work Location: Sunway Velocity Signature 2 Office

➢ Working Hours: Monday to Friday, 10:00 AM – 07:00 PM