Compliance cum Corporate Finance Executive

Compliance Duties:

• Develop, initiate, maintain, and revise policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Manages day-to-day operation of the program.
• Perform internal audits and implement risk management program.
• Collaborate with other departments (e.g., Human Resources & Administration) to direct compliance issues to appropriate existing channels for investigation and resolution.
• Consult with the company lawyer as needed to resolve difficult legal compliance issues.
• Act as an independent review and evaluation body to ensure that compliance issues/concerns within the organization are being appropriately evaluated, investigated and resolved.
• Identify potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues, and provides general guidance on how to avoid or deal with similar situations in the future.
• Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operation and progress of compliance efforts.
• Monitor the performance of the Compliance Program and relates activities on a continuing basis, taking appropriate steps to improve its effectiveness.

Corporate Finance Duties:

• Researching market conditions and developments
• Conducting investigations into the financial and commercial state of companies, giving consideration to particular transactions
• Project managing transactions, negotiating terms, and developing proposals to raise funds
• Constructing new issue and takeover timetables
• Restructuring debt
• Prepare and analyze Cash Flows & Financial Models.
• Conduct comprehensive market intelligence & business research.
• Provide active input into the Company’s project advisory business.
• Ensuring all the regulatory aspects of a transaction have been considered
• Liaise with Banking Institutions on corporate finance issues and banking facilities.
• Assist the Corporate Finance Manager in sourcing and securing banking facilities with the best possible terms to finance the Group's business operations.
• Liaise with Regulatory bodies on the execution of the Company and Group's business with regard to Corporate and Financial Compliance.
• Provide support to the business for compliance-related matters, eg. Answering the inquiries from business about the control design and compliance-related questions, being involved in the financial-related system development phase to provide recommendations, etc.
• Assist the Corporate Finance Manager in conducting the company audit program, developing the annual audit plan, and identifying the resources required to complete the plan.