Responsibilities:

-Perform risk and compliance reviews on our customers and/or targeted issues, investigations, or potential problems

-Conduct monitoring/surveillance of, investment activities to ensure compliance with both internal and regulatory guidelines

-Keep abreast of regulatory changes and provide timely and accurate compliance advisory to the relevant stakeholders to ensure that the company complies with applicable rules and regulations.

-Handle other compliance duties and ad-hoc projects as assigned

Requirements and Desired Qualities:

-Bachelor Degree in any discipline with 2nd Upper Class Honours and above.

-Up to 2 years of working experience in Risk and Compliance

-Fresh graduates are encouraged to apply.

-Able perform well in a high-pressure environment against tight timelines.

-Excellent command of spoken and written English.

-Independent, analytical, meticulous and self-motivated.

-Willing to work on Malaysia Public Holiday when necessary.

-Open to travel overseas.

Perks and Benefits:

• Employee Share Options / Performance Shares : The company introduced the Share Options / Performance Shares Plan to recognize employees' contributions and achievements in the growth of the company.
• Investment : 0% sales charge for unit trust & 50% staff rebate on front end charges for stocks and ETFs * if you invest through our platform.
• Snacks & Beverages : Enjoy a variety of snacks and drinks from vending machines, including fresh-brewed espresso, Americano, and more from the coffee machine. Additionally, we have a weekly Breakfast Day and Fruits Day !
• Relaxation : Access to a relaxation room equipped with massage chairs at all times to help you relieve tiredness and stress.
• Yearly Activities : Participation in outdoor activities, celebrations during festive seasons, and more exciting events!
• Remuneration Package : Competitive salary packages that are well above market rates for those with the right potential.
• Annual Salary Review and Yearly Bonus : Both processes will be conducted depending on the company's performance and individual work performance.
• Coverage : Comprehensive insurance along with Medical, Dental & Optical coverage.
• Allowances : Monthly sports allowance, Enjoy yearly department gatherings, and welcome lunches for new staffs.
• Training : Benefit from free external and internal training providers, ensuring continuous learning and development.
• Annual Leave : Entitlement to 21 days of annual leave.

These benefits are designed to enhance your overall well-being and ensure a rewarding working experience with us.